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About the Summary Hospital-level Mortality Indicator (SHMI)

The Summary Hospital-level Mortality Indicator (SHMI) reports on mortality at trust level across the NHS in England using a standard and transparent methodology. It is produced and published monthly as a National Statistic by NHS Digital.

The SHMI is the ratio between the actual number of patients who die following hospitalisation at the trust and the number that would be expected to die on the basis of average England figures, given the characteristics of the patients treated there.

There is an ongoing review of the SHMI to evaluate potential short and long term changes to improve the indicator. User feedback is invaluable to this process and we welcome comments on the proposals going forward. For the latest developments, please refer to the resources within the SHMI research and development section of this page. 

COVID-19 activity in the SHMI

The World Health Organization (WHO) has advised that emergency ICD-10 codes U07.1 and U07.2 should be used to code COVID-19 activity. A link to the WHO guidance can be found in the 'Resources' section below. We are expecting to see a significant amount of activity for these codes from the March 2020 Hospital Episode Statistics – Admitted Patient Care (HES-APC) data onwards, which will be used from the July 2020 SHMI publication onwards. 

Initially we will exclude COVID-19 activity from the SHMI and will adopt this approach from the SHMI publication on 9th July 2020 (which covers discharges in the period March 2019 – February 2020).

Further information about the exclusion and details relating to the construction of the contextual indicator is now available.  This can be found by following the ‘SHMI methodological changes’ link in the ‘Resources’ section below.

The SHMI is not designed for this type of pandemic activity and the statistical modelling used to calculate the SHMI may not be as robust if such activity were included.

Also, the creation of temporary specialist hospitals (such as NHS Nightingale London) will mean that certain hospital trusts will have much more activity compared to others. In this instance it would be inappropriate to band trusts as having a higher or lower than expected number of deaths when this would likely be as a result of COVID-19 activity.

We will monitor the level of activity that is being coded as COVID-19, and therefore excluded, and create a temporary contextual indicator to monitor this. Once COVID-19 activity begins to appear in the data and we can analyse the impact of this we will review our approach and decide whether this is the most appropriate methodology.

Please note that there may be a very small amount of COVID-19 activity in the May 2020 and June 2020 SHMI publications but we do not expect this to have a significant impact on the data.  

Resources

Guidance for users

Resources

SHMI specification

The SHMI's specification is founded on an open and transparent methodology. We expect that the SHMI will need to be interpreted, understood and also reproduced by different users. Therefore, we have provided detailed specification documents on the construction of the SHMI and accompanying contextual indicators.

The mapping from ICD-10 diagnosis codes to SHMI diagnosis groups which is referenced in the specification is also available, along with further information on the construction of the provider spells dataset which is used in the calculation of the indicator.

Resources

SHMI Extract Service for trusts

The SHMI Extract Service provides trusts with an extract of the record-level data which have been used to calculate their SHMI.  Trusts who have registered for this free service have found that receiving the record-level data and accompanying Variable Life-Adjusted Display Charts (VLADs) is very useful, allowing them to better understand their SHMI and to carry out further analysis and investigations into it.  Trusts are only provided with data relating to their trust.  Further information and an application form are available below.  

Resources

SHMI research and development

Reports and further analyses carried out by NHS Digital on the SHMI are published on the SHMI research and development page, along with a methodology development log which contains comments raised on the SHMI methodology and NHS Digital's response to these.  

The SHMI is subject to continuous evaluation and the methodology is now due for review.  For the latest developments in the SHMI review please refer to the updates in the resources below.   

Following the recommendations from the national review of the Hospital Standardised Mortality Ratio (HSMR), the Department of Health and Social Care commissioned NHS Digital to produce and publish the SHMI.  As part of the review, the Department of Health and Social Care also commissioned independent statistical modelling work, which was carried out by the School of Health and Related Research (ScHARR) at the University of Sheffield and their report is available to download below.

The SHMI Technical Working Group supported and contributed to the technical work associated with the initial development and construction of the SHMI. Proceedings of the SHMI Technical Working Group are also available on the SHMI research and development page.

Resources

Contact us

We welcome further comments on the SHMI, and suggestions for improvement can be sent to enquiries@nhsdigital.nhs.uk.